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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel Andrew Johnson is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Joel has been in the industry since 1998 and holds licenses in 36 states. Joel is a registered investment advisor and has a wide range of experience in providing financial advice to individuals, corporations, and institutions. Joel is also a certified financial planner. He provides a variety of financial services, including investment management, financial planning, and retirement planning. Prior to joining Merrill Lynch, Joel was a financial advisor with Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/02/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
04/02/2007 - 05/06/2008
MORGAN STANLEY & CO. INCORPORATED (THE WOODLANDS TX)
TX
03/22/2000 - 04/02/2007
MORGAN STANLEY DW INC. (THE WOODLANDS TX)
NJ
11/20/1998 - 06/05/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 12/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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