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Joel Andrew Clausen

Empower Financial Services, Inc.

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About Joel Andrew Clausen

Joel Andrew Clausen is a financial advisor registered in Colorado and Kansas. He has been in the industry since 2006 and is currently associated with Empower Financial Services, Inc. Joel has a variety of licenses and certifications, including Series 7, 63, 10, 9, 24, 52TO, 99TO and SIE. He is well-equipped to provide a wide range of financial services to clients. Joel's previous experience includes roles at TIAA-CREF Individual & Institutional Services, LLC and Charles Schwab & Co., Inc.

Firm Information

Joel Clausen is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joel Clausen’s Registration & Firm History

CO

11/30/2015 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CO

04/08/2011 - 11/13/2015

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

TX

11/13/2000 - 06/07/2005

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 06/28/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/17/2012

Series 24 - General Securities Principal Examination

BC

Issued 06/27/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/26/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joel Andrew Clausen.
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