Unclaimed
Joel Alphonse Johnson is a financial advisor with Thrivent Investment Management Inc. based in Bellevue, Washington. Joel has been in the financial industry since 1986 and holds several licenses and registrations in various states. Joel is also a registered Investment Advisor Representative in Washington, District of Columbia, Idaho, and Oklahoma. Joel's experience includes working with Lutheran Brotherhood Securities Corp., KMS Financial Services, Inc., and MML Investors Services, Inc. Joel provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
02/11/2009 - Present
Thrivent Investment Management Inc. (Bellevue WA)
WA
04/24/2007 - 02/10/2009
KMS FINANCIAL SERVICES, INC. (SEATTLE WA)
WA
09/17/1992 - 04/26/2007
MML INVESTORS SERVICES, INC. (SEATTLE WA)
MN
01/29/1986 - 08/17/1992
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
IA
Issued 06/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/21/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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