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Joel Aaron Steindel

Marex Capital Markets Inc.

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About Joel Aaron Steindel

Joel Steindel is a financial professional with over 15 years of experience in the industry. Joel is currently registered with Marex Capital Markets Inc., a firm headquartered in Chicago, Illinois. Joel has a strong background in financial markets, with previous experience at KNIGHT CAPITAL AMERICAS LLC, PENSON FINANCIAL SERVICES, INC., MF GLOBAL INC., and CIS SECURITIES, INC. Joel is licensed to conduct business in several states including Alabama, California, Illinois, Iowa, New York, and Texas. Joel holds Series 3, 7, and 63 licenses as well as the SIE.

Firm Information

Joel Steindel is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joel Steindel’s Registration & Firm History

IL

07/09/2015 - Present

Marex Capital Markets Inc. (Chicago IL)

IL

06/21/2012 - 08/20/2013

KNIGHT CAPITAL AMERICAS LLC (CHICAGO IL)

TX

01/05/2012 - 06/19/2012

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

IL

08/31/2005 - 12/08/2011

MF GLOBAL INC. (CHICAGO IL)

IL

05/10/2005 - 08/24/2005

CIS SECURITIES, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 03/21/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/2005

Series 7 - General Securities Representative Examination

BC

Issued 04/27/1990

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joel Aaron Steindel.
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