linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Joel A Wozny

W & S Brokerage Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joel? Claim Your Profile

About Joel A Wozny

Joel Wozny is a financial advisor with W&S Brokerage Services, Inc., based in Wooster, OH. Joel has been working in the financial services industry since 2013 and has a proven track record of success. Joel is committed to providing personalized financial advice to help clients reach their goals. Joel has a strong understanding of the financial markets and a comprehensive approach to financial planning.

Firm Information

Joel Wozny is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joel Wozny’s Registration & Firm History

OH

07/25/2024 - Present

W&S Brokerage Services, Inc. (WOOSTER OH)

OH

04/03/2019 - 04/03/2024

THE HUNTINGTON INVESTMENT COMPANY (Akron OH)

OH

04/11/2018 - 12/06/2018

HORNOR, TOWNSEND & KENT, INC. (AKRON OH)

OH

07/01/2014 - 12/18/2017

FIFTH THIRD SECURITIES, INC. (WADSWORTH OH)

OH

10/01/2012 - 04/10/2014

J.P. MORGAN SECURITIES LLC (WADSWORTH OH)

OH

07/11/2012 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (WADSWORTH OH)

Not sure if Joel A Wozny is right for you?

Licenses & Designations

IA

Issued 09/22/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/25/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/02/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joel A Wozny.
Not sure if Joel A Wozny is right for you?