Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joel? Claim Your ProfileJoel A Poole is a registered representative with LPL Enterprise, LLC and has been in the securities industry for over 2 years. Joel is based in Charlotte, North Carolina and also has registrations in California, Florida, Georgia, Maryland, North Carolina, Pennsylvania, South Carolina, and Virginia. Joel has passed the Series 66, Series 7 and Series 6 exams. Joel has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Vanguard Marketing Corporation and NYLIFE Securities LLC. Joel holds a real estate rental business, Red Vulcan Properties, LLC in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
02/11/2025 - Present
LPL Enterprise, LLC (CHARLOTTE NC)
NC
03/02/2023 - 03/05/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
03/07/2022 - 08/08/2022
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
NC
03/29/2021 - 07/02/2021
NYLIFE SECURITIES LLC (CHARLOTTE NC)
BOTH
Issued 05/09/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/29/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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