Unclaimed
Joel Faber is a registered investment advisor representative with Cetera Investment Advisers LLC. Joel has been working in the financial services industry since March 2003. Joel has a Series 66, Series 7 and Series 24 license. Joel has experience in providing investment advice to individuals, businesses, and retirement plans. Cetera Investment Advisers LLC is a Registered Investment Advisor (RIA) that provides financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/29/2023 - Present
Cetera Investment Advisers LLC (PLEASANT HILL CA)
CA
03/13/2003 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (PLEASANT HILL CA)
BOTH
Issued 3/15/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/8/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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