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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joe? Claim Your ProfileJoe Tom King has been in the financial services industry since 1975. Joe Tom King is a Registered Representative and Investment Advisor Representative with LPL Financial LLC. Joe Tom King is licensed to provide financial and investment advice in 24 states including California, Florida, Texas and New York. Joe Tom King has a history of working with a variety of clients including high-net-worth individuals, corporations, insurance companies, and pension and profit-sharing plans. Joe Tom King has experience with various financial products and services such as financial planning, portfolio management, and securities brokerage. Before joining LPL Financial LLC, Joe Tom King worked for Ameriprise Financial Services, LLC, Raymond James & Associates, Inc., and Citigroup Global Markets Inc. Joe Tom King holds a number of licenses and certifications including the Series 3, 4, 7, 9, 10, 24, 52, 53, and 63. Joe Tom King is also a Registered Investment Advisor Representative with the state of Texas. Joe Tom King has experience working with clients in a variety of industries, including financial services, healthcare, and education. Joe Tom King is committed to providing personalized financial advice to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/04/2024 - Present
LPL Financial LLC (PANAMA CITY FL)
FL
01/04/2019 - 06/07/2024
AMERIPRISE FINANCIAL SERVICES, LLC (Panama City FL)
FL
04/20/2006 - 12/27/2018
RAYMOND JAMES & ASSOCIATES, INC. (PANAMA CITY FL)
FL
07/31/1993 - 04/27/2006
CITIGROUP GLOBAL MARKETS INC. (PANAMA CITY FL)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/28/1983 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
09/02/1981 - 11/28/1983
A. G. EDWARDS & SONS, INC.
NA
04/01/1980 - 10/29/1981
MOODY, DUNN & COMPANY
NA
10/26/1971 - 04/06/1973
JOHNSON, LANE, SPACE, SMITH & CO., INC.
NA
12/18/1968 - 11/12/1971
J.C. BRADFORD & CO.
IA
Issued 01/28/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/11/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/27/1988
Series 24 - General Securities Principal Examination
BC
Issued 02/20/1984
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1984
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
BC
Issued 12/11/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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