Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joe? Claim Your ProfileJoe Rowland Basham is a financial advisor who has been in the industry since 1999. Joe is currently registered with SPC and has been associated with them since 2017. Joe is also registered with FINRA, and several states including Colorado, Florida, Georgia, New Mexico, North Carolina, Oregon, and Texas. Joe has passed the Series 63, Series 66, Series 7, and SIE exams. Joe has experience working with individuals, corporations, high-net-worth individuals, charitable organizations, and pension and profit sharing plans. Joe offers financial planning, portfolio management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
TX
11/29/2017 - Present
SPC (Midland TX)
TX
10/24/2017 - 12/06/2017
ROYAL ALLIANCE ASSOCIATES, INC. (MIDLAND TX)
TX
05/20/2009 - 10/23/2017
PARKLAND SECURITIES, LLC (MIDLAND TX)
TX
03/04/2005 - 06/01/2009
NEXT FINANCIAL GROUP, INC. (MIDLAND TX)
MO
12/03/1999 - 03/09/2005
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 10/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Joe Basham is the right advisor for you? Invested Better is here to help.
