Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joe? Claim Your ProfileJoe Roland Perez is a registered representative with Fidelity Brokerage Services LLC, located in Houston, TX. Joe has been in the securities industry since January 21, 2000. Joe has a Series 7, Series 63 and Series 66 license and is registered in 51 states. Joe has previously worked with National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/04/2015 - Present
Fidelity Brokerage Services LLC (HOUSTON TX)
TX
12/23/2011 - 06/25/2015
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
05/02/2005 - 11/22/2011
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
MA
01/24/2003 - 06/28/2005
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
RI
10/28/1999 - 12/31/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 08/18/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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