Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joe? Claim Your ProfileJoe Rex Woods has over 30 years of experience in the financial services industry. Joe is a registered representative and investment advisor representative for Raymond James Financial Services Advisors, Inc. Joe is also a licensed insurance agent. Joe holds a Series 7, Series 8, Series 9, Series 10, Series 31, Series 63, and Series 65 licenses. Joe has previously worked for Robert Thomas Securities, Inc., Edward D. Jones & Co., L.P., Marketing One Securities, Inc., Lehman Brothers Inc., J. T. Moran & Co., Inc., and Sherwood Capital, Inc. Joe specializes in providing financial planning, portfolio management, and investment advisory services to individuals, corporations, and businesses. Joe is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
08/14/2012 - Present
Raymond James Financial Services Advisors, Inc. (CORONADO CA)
FL
06/26/1995 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
MO
04/16/1991 - 06/26/1995
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
OR
12/18/1990 - 04/02/1991
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NY
05/10/1989 - 01/14/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/20/1988 - 04/28/1989
J. T. MORAN & CO., INC.
NA
04/20/1988 - 05/21/1988
SHERWOOD CAPITAL, INC.
IA
Issued 06/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/05/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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