Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joe? Claim Your ProfileJoe Mornhinweg Estes is a financial advisor with Wells Fargo Clearing Services, LLC. Joe has been in the financial industry since 1988 and has been registered with Wells Fargo Clearing Services, LLC since 2008. Joe is a Certified Financial Planner and holds Series 7, 24, 31, and 66 licenses. Joe has experience providing financial advice to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Joe is also a trustee of his mother's trust.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (NAPERVILLE IL)
IL
03/22/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (NAPERVILLE IL)
NJ
06/07/1995 - 04/18/1996
ELAN INVESTMENT SERVICES, INC. (MORRIS PLAINS NJ)
NY
11/14/1991 - 05/23/1995
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
01/17/1991 - 04/06/1993
FINANCIAL HORIZONS SECURITIES CORPORATION
MN
08/22/1989 - 06/22/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/22/1989 - 06/22/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
05/23/1988 - 08/23/1989
J. T. MORAN & CO., INC.
NA
06/24/1987 - 06/01/1988
SHERWOOD CAPITAL, INC.
BOTH
Issued 12/22/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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