Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joe? Claim Your ProfileJoe Malave is a financial advisor at Raymond James & Associates, Inc. with over 25 years of experience in the financial services industry. Joe has a wide range of experience serving clients in a variety of capacities and is registered to provide investment advice in 35 states. Joe is a dedicated professional committed to providing personalized financial advice to meet individual needs and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
04/15/2021 - Present
Raymond James & Associates, Inc. (SARASOTA FL)
FL
06/23/2011 - 05/15/2018
UBS FINANCIAL SERVICES INC. (SARASOTA FL)
FL
09/23/2008 - 06/23/2011
NFP SECURITIES, INC. (SARASOTA FL)
FL
08/24/2007 - 10/13/2008
NEXT FINANCIAL GROUP, INC. (SARASOTA FL)
FL
03/06/2007 - 08/24/2007
JEFFERSON PILOT SECURITIES CORPORATION (SARASOTA FL)
CO
08/11/2005 - 02/07/2007
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MN
06/02/2004 - 07/26/2005
USALLIANZ INVESTOR SERVICES, LLC (MINNEAPOLIS MN)
NJ
09/15/2003 - 05/25/2004
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CA
04/07/1998 - 02/28/2003
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
PA
06/15/1995 - 03/13/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 03/22/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/14/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/14/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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