Unclaimed
Joe Herrera is a registered representative with Farmers Financial Solutions, LLC, a firm that is active in the broker-dealer space and inactive in the investment advisor space. Joe has been in the financial services industry since 1998 and has been with Farmers Financial Solutions, LLC since 2003. Joe is licensed in California, Idaho, Nevada and Oregon. Joe is also a Series 6, Series 63 and SIE licensed representative. Joe is located in Redding, California and has a branch office at 3605 Bechelli Ln, Redding, CA 96002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/23/2003 - Present
Farmers Financial Solutions, LLC (REDDING CA)
MO
08/31/1998 - 12/31/2002
FFP SECURITIES, INC. (CHESTERFIELD MO)
IA
Issued 03/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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