Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joe? Claim Your ProfileJoe Liew is a financial advisor with Citigroup Global Markets Inc., and has been in the industry since 1996. Joe Liew has experience in providing financial advice to individuals, businesses, and institutions, including pension and profit-sharing plans, corporations, and charitable organizations. Joe Liew is registered in several states to offer investment advice and broker-dealer services. Joe Liew is also a registered Investment Advisor Representative (IAR) in New Jersey, New York, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/09/2016 - Present
Citigroup Global Markets Inc. (BROOKLYN NY)
NY
03/07/2002 - 08/22/2013
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
01/29/2002 - 04/05/2002
THOMAS FLETCHER & COMPANY, INC. (NEW YORK NY)
NY
03/16/2001 - 01/18/2002
GLOBAL ACCESS FINANCIAL SERVICES (LAKE SUCCESS NY)
NY
12/18/2000 - 03/20/2001
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
06/25/1996 - 12/18/2000
GKN SECURITIES CORP. (NEW YORK NY)
IA
Issued 01/12/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/02/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joe Liew is the right advisor for you? Invested Better is here to help.
