Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joe? Claim Your ProfileJoe Jerome Valiquette is a financial advisor with Fidelity Personal AND Workplace Advisors. Joe has been in the financial services industry since 1996 and is licensed to offer advisory services in 54 states. Joe has a Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Joe specializes in offering financial planning, educational seminars, selection of other advisers, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
12/02/2021 - Present
Fidelity Personal AND Workplace Advisors (LENEXA KS)
KS
04/15/2020 - 09/23/2021
GWFS EQUITIES, INC. (OVERLAND PARK KS)
NY
03/23/2018 - 01/10/2020
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
TX
05/16/2017 - 09/05/2017
TD AMERITRADE, INC. (FORT WORTH TX)
TX
11/19/2015 - 11/07/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
NY
03/06/2012 - 08/10/2015
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
TX
10/13/2011 - 11/09/2011
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
WA
12/18/2006 - 03/03/2011
FIDELITY BROKERAGE SERVICES LLC (TUKWILA WA)
RI
07/08/1996 - 12/21/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IA
Issued 09/01/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/03/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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