Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joe? Claim Your ProfileJoe Valiquette is a financial professional with over 24 years of experience in the financial services industry. Joe has been registered with Fidelity Brokerage Services LLC since 2021, and has held previous positions with GWFS Equities, Inc., Transamerica Investors Securities Corporation, TD Ameritrade, Inc., TIAA-CREF Individual & Institutional Services, LLC, and USAA Financial Advisors, Inc. Joe holds the Series 6, 7, 63 and 65 licenses, as well as the SIE designation. Joe is a licensed and registered representative in 52 states and the District of Columbia. Joe is dedicated to providing financial guidance and services to individuals, corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
12/02/2021 - Present
Fidelity Personal AND Workplace Advisors (COVINGTON KY)
KS
04/15/2020 - 09/23/2021
GWFS EQUITIES, INC. (OVERLAND PARK KS)
NY
03/23/2018 - 01/10/2020
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
TX
05/16/2017 - 09/05/2017
TD AMERITRADE, INC. (FORT WORTH TX)
TX
11/19/2015 - 11/07/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
NY
03/06/2012 - 08/10/2015
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
TX
10/13/2011 - 11/09/2011
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
WA
12/18/2006 - 03/03/2011
FIDELITY BROKERAGE SERVICES LLC (TUKWILA WA)
RI
07/08/1996 - 12/21/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IA
Issued 9/1/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/30/1997
Series 7 - General Securities Representative Examination
BC
Issued 7/3/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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