Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joe? Claim Your ProfileJoe Edwin Waters is a financial advisor who has been in the industry since April 27, 2006. He currently works at Osaic Institutions, Inc. where he is registered as a Registered Investment Advisor. Joe has previously worked for Infinex Investments, Inc. and BI Investments, LLC. Joe is licensed in Florida, Kentucky, North Carolina, South Carolina, Tennessee, Texas, Virginia, and West Virginia. Joe also holds the following licenses: Series 6, 7, 63, and 65. He also holds the SIE license. Joe is active in the community, including being a member of the VBA Leadership Division, the Kiwanis Club of Abingdon, VA, and New Peoples Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
02/03/2021 - Present
Osaic Institutions, Inc. (Abingdon VA)
VA
06/01/2008 - 08/29/2017
INFINEX INVESTMENTS, INC. (ABINGDON VA)
VA
03/22/2006 - 06/01/2008
BI INVESTMENTS, LLC (GLEN ALLEN VA)
TN
01/09/2006 - 02/23/2006
AMSOUTH INVESTMENT SERVICES, INC. (BRISTOL TN)
IA
Issued 01/30/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/20/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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