Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joe? Claim Your ProfileJoe Dennis Scarborough is a financial advisor with LPL Financial LLC. Joe has been in the financial services industry since 1987 and has a wide range of experience working with clients of all backgrounds. Joe is dedicated to providing his clients with personalized financial advice and guidance to help them achieve their financial goals. Joe's specializations include retirement planning, college savings, investment management, and insurance. Joe's commitment to his clients is evident in his long-standing relationships with individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
11/24/2019 - Present
LPL Financial LLC (LUBBOCK TX)
TX
11/10/2015 - 11/27/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (LUBBOCK TX)
TX
12/02/2011 - 11/27/2015
LPL FINANCIAL LLC (LUBBOCK TX)
TX
06/01/1999 - 12/01/2011
EDWARD JONES (LUBBOCK TX)
NY
04/27/1998 - 05/28/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MO
05/12/1997 - 01/27/1998
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IL
01/29/1991 - 04/28/1997
HORACE MANN INVESTORS INC (SPRINGFIELD IL)
MA
11/29/1989 - 10/24/1990
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/29/1989 - 10/24/1990
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NA
03/08/1985 - 03/15/1988
HORACE MANN INVESTORS INC
IA
Issued 03/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 06/06/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/07/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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