Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joe? Claim Your ProfileJoe Craig Stone is a financial professional with over 20 years of experience in the industry. Joe currently holds Series 7, 63, 79, 62, 24, and SIE licenses and is registered in Texas, New York, Tennessee, and Massachusetts. Joe is an active Registered Representative at Oppenheimer & Co. Inc., where Joe has been employed since December 2021. Previously, Joe worked at Stephens, BlackHill Advisors LP, Lehman Brothers Inc., Deutsche Bank Securities Inc., BT Alex. Brown Incorporated, and Alex. Brown & Sons Incorporated. Joe's specializations include portfolio management for individuals and businesses, financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
12/02/2021 - Present
Oppenheimer & Co. Inc. (DALLAS TX)
TX
02/26/2018 - 09/07/2021
STEPHENS (DALLAS TX)
TX
01/24/2014 - 02/27/2018
BLACKHILL ADVISORS LP (DALLAS TX)
CA
06/09/2000 - 05/03/2006
LEHMAN BROTHERS INC. (MENLO PARK CA)
NY
06/14/1999 - 01/08/2001
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 06/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
01/21/1997 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
BC
Issued 04/04/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/20/1996
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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