Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joe? Claim Your ProfileJoe Cheung-wing Chan is a registered representative at Scotia Capital (usa) Inc. Joe has been in the financial services industry for over 6 years. Joe is licensed in 52 states to sell securities. Joe holds the following licenses: Series 7, Series 86, Series 87, SIE, and Series 79. Joe has a background in investment banking and research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/12/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
01/06/2016 - 11/28/2016
DEMATTEO MONNESS LLC (NEW YORK NY)
BC
Issued 04/05/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/11/2023
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2016
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/02/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/06/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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