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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joe? Claim Your ProfileJoe Tracy is an investment advisor representative currently affiliated with The Fiduciary Alliance, a firm headquartered in Greenville, South Carolina. Joe has been active in the financial industry for several years, with previous experience at Citigroup Global Markets Inc., SunTrust Capital Markets, Inc., and The Robinson-Humphrey Company, LLC. In addition to his registration in Georgia, Joe is also registered as an investment advisor in North Carolina. Joe's expertise spans a range of areas including financial planning, portfolio management for individuals and businesses, and educational seminars. Joe's current firm specializes in working with high-net-worth individuals, corporations, and other businesses, and offers a variety of fee-based services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
GA
08/05/2024 - Present
THE Fiduciary Alliance (ST. SIMONS GA)
GA
08/19/2004 - 12/15/2005
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
GA
07/27/2001 - 07/29/2004
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
GA
03/19/1993 - 07/27/2001
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
IA
Issued 02/07/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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