Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joe? Claim Your ProfileJoe Anthony Garcia is a registered representative with LPL Financial LLC, a well-established firm with over $50 billion in assets under management. Joe has been in the financial industry since August 2017. Joe has been a representative for LPL Financial LLC since May 2022. Prior to that, Joe was a representative for CUNA Brokerage Services, Inc. from January 2019 to May 2022. Joe has a strong background in financial planning and portfolio management, and is committed to helping individuals and families achieve their financial goals. Joe is registered to provide investment advice in 26 states. Joe has passed the Series 7, Series 63, and Series 65 exams. Joe is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NM
08/26/2022 - Present
LPL Financial LLC (ALBUQUERQUE NM)
NM
01/08/2019 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (ALBUQUERQUE NM)
NM
09/30/2015 - 02/07/2017
FIDELITY BROKERAGE SERVICES LLC (ALBUQUERQUE NM)
IA
Issued 08/12/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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