Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joe? Claim Your ProfileJoe Alberto Cerda is a financial professional with over 20 years of experience in the industry. Joe has a strong track record of success in providing financial advice and investment management services to individuals, families, and businesses. Joe currently works for MML Investors Services, LLC as an Investment Advisor Representative, and previously worked for NEW ENGLAND SECURITIES, PRUCO SECURITIES CORPORATION, MONY SECURITIES CORPORATION, B&R INVESTMENT SERVICES, INC., EQ FINANCIAL CONSULTANTS, INC., THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, and SHEARSON LEHMAN HUTTON INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
IN
01/04/2007 - Present
MML Investors Services, LLC (Indianapolis IN)
IN
03/15/2002 - 09/29/2006
NEW ENGLAND SECURITIES (INDIANAPOLIS IN)
NJ
06/19/2000 - 03/12/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
11/30/1999 - 06/09/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
IN
06/30/1999 - 01/28/2000
B&R INVESTMENT SERVICES, INC. (INDIANAPOLIS IN)
NY
01/03/1995 - 07/22/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
01/03/1995 - 07/22/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
09/19/1989 - 05/16/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
IA
Issued 05/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/29/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/23/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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