Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joe? Claim Your ProfileJoe Williams is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Joe has been in the industry since 2016. Joe's registration is active in Florida and Texas. Joe has passed Series 7, 9, 10, 63, and 65 exams. Joe has previously worked at Raymond James Financial Services, Inc. and AXA Advisors, LLC. Joe has a wide range of experience providing advisory services and portfolio management for businesses and individuals. Joe can provide performance measurement reports, allocation modeling, IPS, research reports and services, and can also provide selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/16/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JACKSONVILLE FL)
FL
11/14/2018 - 02/27/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (WELLINGTON FL)
FL
12/22/2017 - 09/28/2018
AXA ADVISORS, LLC (TAMPA FL)
FL
05/07/2015 - 08/08/2017
AXA ADVISORS, LLC (ORLANDO FL)
IA
Issued 06/23/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/20/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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