Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joe? Claim Your ProfileJoe Amery is a financial advisor registered with LPL Financial LLC. Joe has been in the financial industry since 1974 and has a variety of licenses and certifications, including Series 63, 65, 7, SIE and PC. Joe specializes in providing financial planning, portfolio management for individuals and businesses, as well as pension consulting. Joe has experience working with clients of all types, including individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
04/14/2009 - Present
LPL Financial LLC (CHARLOTTE NC)
NC
06/01/2001 - 03/11/2009
J.J.B HILLIARD, W.L. LYONS, LLC (CHARLOTTE NC)
NY
02/09/2001 - 06/05/2001
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NC
12/18/1996 - 02/16/2001
MARION BASS SECURITIES CORPORATION (CHARLOTTE NC)
NY
07/31/1993 - 02/07/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/02/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
09/16/1977 - 07/14/1986
PRUDENTIAL-BACHE SECURITIES INC.
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
10/25/1973 - 02/27/1976
BACHE & CO., INCORPORATED
IA
Issued 09/21/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1986
PC - AMEX Put and Call Exam
BC
Issued 10/22/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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