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Joe Aaron Yanez

Tiaa-Cref Individual & Institutional Services, LLC

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About Joe Aaron Yanez

Joe Aaron Yanez is a financial professional with over 10 years of experience in the financial services industry. Joe has worked for Tiaa-Cref Individual & Institutional Services, LLC since 2014 and previously worked for J.P. Morgan Securities LLC and Chase Investment Services Corp. Joe is currently registered with the state of Texas and holds the Series 6, Series 63, and SIE licenses. Joe is committed to providing his clients with personalized financial advice and investment strategies that are tailored to their individual needs.

Firm Information

Joe Yanez is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Joe Yanez’s Registration & Firm History

TX

07/09/2019 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Frisco TX)

TX

12/09/2014 - 09/19/2017

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)

TX

10/01/2012 - 12/02/2014

J.P. MORGAN SECURITIES LLC (MESQUITE TX)

TX

09/14/2012 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (BALCH SPRINGS TX)

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Licenses & Designations

BC

Issued 08/21/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/19/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Joe Aaron Yanez. Review regulatory record here.
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