Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jody? Claim Your ProfileJody Michael James is a financial advisor with LPL Financial LLC. Jody Michael James is registered in Maine and Massachusetts and has been in the industry since June 5, 2013. Jody Michael James has experience with a variety of firms including AXA Advisors, LLC, Edward Jones, T3 Trading Group, LLC, Ameriprise Financial Services, Inc., and Pruco Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
05/05/2021 - Present
LPL Financial LLC (WALTHAM MA)
ME
10/08/2018 - 04/08/2019
AXA ADVISORS, LLC (FREEPORT ME)
ME
08/17/2015 - 07/11/2018
EDWARD JONES (FREEPORT ME)
NY
12/04/2014 - 07/20/2015
T3 TRADING GROUP, LLC (NEW YORK NY)
MA
05/04/2006 - 11/02/2007
AMERIPRISE FINANCIAL SERVICES, INC. (WALTHAM MA)
NJ
02/04/2004 - 06/23/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 10/14/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/04/2014
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
F
FINRA
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