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Jody Lee Komyathy

Empower Advisory Group, LLC

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About Jody Lee Komyathy

Jody Lee Komyathy is a registered investment advisor representative with Empower Advisory Group, LLC. Jody has been in the financial industry since 2002 and has worked with several well-known firms. Jody specializes in retirement planning, investment management, and financial planning.

Firm Information

Jody Komyathy is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jody Komyathy’s Registration & Firm History

CO

01/12/2022 - Present

Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)

MI

06/09/2021 - 10/27/2021

CETERA ADVISOR NETWORKS LLC (SAGINAW MI)

MI

02/05/2021 - 06/09/2021

VOYA FINANCIAL ADVISORS, INC. (SAGINAW MI)

MI

07/27/2015 - 01/21/2021

CORECAP INVESTMENTS, LLC (Saginaw MI)

MI

03/28/2011 - 07/23/2015

THE O.N. EQUITY SALES COMPANY (SAGINAW MI)

MI

05/13/2008 - 09/24/2010

FIRST HEARTLAND CAPITAL, INC. (GRAND RAPIDS MI)

MI

01/19/2007 - 04/29/2008

W&S BROKERAGE SERVICES, INC. (SAGINAW MI)

FL

06/14/2005 - 11/21/2005

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

OH

01/07/2003 - 05/04/2005

CHARTER ONE SECURITIES, INC. (CLEVELAND OH)

NY

04/28/2000 - 01/07/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 11/30/2020

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 05/11/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 04/27/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jody Lee Komyathy.
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