Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jody? Claim Your ProfileJody Ann Swapp is a registered representative with Ashton Thomas Securities, LLC and Ashton Thomas Private Wealth. Jody Ann is a financial professional with over 15 years of experience in the industry. Jody Ann is licensed to provide financial advice in multiple states. Jody Ann's firm, Ashton Thomas Securities, LLC, is a full-service investment firm that offers a wide range of financial products and services. Jody Ann provides a range of services for individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CO
06/06/2024 - Present
Ashton Thomas Securities, LLC (Aspen CO)
CO
01/03/2011 - 06/13/2024
WELLS FARGO CLEARING SERVICES, LLC (DURANGO CO)
CO
07/22/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (DURANGO CO)
BOTH
Issued 11/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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