Unclaimed
Jodie Jill Ciuffa is a securities professional with over 20 years of experience in the industry. Jodie is currently registered with Mizuho Securities USA LLC in New York, New York. Previously, Jodie was registered with BARCLAYS CAPITAL INC. and TD SECURITIES (USA) LLC. Jodie has a strong background in the securities industry, having passed several industry exams, including the Series 7, Series 24, Series 53, and Series 55 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/22/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
07/29/2015 - 01/15/2020
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/02/1998 - 07/02/2015
TD SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 03/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/20/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/31/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Jodie Ciuffa is the right advisor for you? Invested Better is here to help.