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Jodie Jill Ciuffa

Mizuho Securities USA LLC

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About Jodie Jill Ciuffa

Jodie Jill Ciuffa is a securities professional with over 20 years of experience in the industry. Jodie is currently registered with Mizuho Securities USA LLC in New York, New York. Previously, Jodie was registered with BARCLAYS CAPITAL INC. and TD SECURITIES (USA) LLC. Jodie has a strong background in the securities industry, having passed several industry exams, including the Series 7, Series 24, Series 53, and Series 55 exams.

Firm Information

Jodie Ciuffa is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jodie Ciuffa’s Registration & Firm History

NY

02/22/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

07/29/2015 - 01/15/2020

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

09/02/1998 - 07/02/2015

TD SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/30/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/20/2010

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/31/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jodie Jill Ciuffa.
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