Unclaimed
Jodi Michele Pinedo is a financial professional with over 25 years of experience in the industry. Currently, Jodi is registered with Pershing LLC. Prior to that, Jodi was affiliated with a number of other firms including Sungard Institutional Brokerage Inc., BRUT, LLC, FAM Distributors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, John Hancock Distributors, Inc., and John Hancock Mutual Life Insurance Company. Jodi is licensed in both New Jersey and New York and holds a Series 6, 7, 52TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/03/2005 - Present
Pershing LLC (JERSEY CITY NJ)
IL
09/09/2004 - 11/02/2005
SUNGARD INSTITUTIONAL BROKERAGE INC. (GENEVA IL)
PA
05/17/2002 - 06/18/2004
BRUT, LLC (PHILADELPHIA PA)
NY
04/05/2000 - 03/04/2002
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
06/25/1997 - 06/29/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
11/16/1995 - 07/25/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
11/16/1995 - 07/25/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 01/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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