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Jodi Michele Pinedo

Pershing LLC

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About Jodi Michele Pinedo

Jodi Michele Pinedo is a financial professional with over 25 years of experience in the industry. Currently, Jodi is registered with Pershing LLC. Prior to that, Jodi was affiliated with a number of other firms including Sungard Institutional Brokerage Inc., BRUT, LLC, FAM Distributors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, John Hancock Distributors, Inc., and John Hancock Mutual Life Insurance Company. Jodi is licensed in both New Jersey and New York and holds a Series 6, 7, 52TO and SIE licenses.

Firm Information

Jodi Pinedo is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jodi Pinedo’s Registration & Firm History

NJ

11/03/2005 - Present

Pershing LLC (JERSEY CITY NJ)

IL

09/09/2004 - 11/02/2005

SUNGARD INSTITUTIONAL BROKERAGE INC. (GENEVA IL)

PA

05/17/2002 - 06/18/2004

BRUT, LLC (PHILADELPHIA PA)

NY

04/05/2000 - 03/04/2002

FAM DISTRIBUTORS, INC. (NEW YORK NY)

NY

06/25/1997 - 06/29/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MA

11/16/1995 - 07/25/1996

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

11/16/1995 - 07/25/1996

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 01/17/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/1997

Series 7 - General Securities Representative Examination

BC

Issued 11/15/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jodi Michele Pinedo.
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