Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jodi? Claim Your ProfileJodi Le-nguyen is a registered representative with J.P. Morgan Securities LLC. Jodi is a registered investment advisor and has been in the industry since 2008. She has held previous positions at Capital One Investing, LLC, Capital One Investment Services LLC, Chase Investment Services Corp., WAMU Investments, Inc., and UVEST Financial Services Group, Inc. Jodi is licensed to sell securities in Arizona, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
11/06/2020 - Present
J.p. Morgan Securities LLC (MISSOURI CITY TX)
TX
01/02/2015 - 03/26/2015
CAPITAL ONE INVESTING, LLC (HOUSTON TX)
TX
11/29/2012 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (HOUSTON TX)
TX
05/02/2009 - 01/06/2011
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
10/30/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (HOUSTON TX)
TX
03/28/2006 - 11/20/2007
UVEST FINANCIAL SERVICES GROUP, INC. (HOUSTON TX)
GA
04/23/2002 - 10/12/2004
WORLD GROUP SECURITIES, INC. (DULUTH GA)
BOTH
Issued 07/20/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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