Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jodi? Claim Your ProfileJodi Ruffino is a financial advisor with Principal Securities, Inc. Jodi has been in the financial services industry since 1998 and has a wide range of experience. Jodi is a registered representative with FINRA and is licensed in Illinois. Jodi is also a registered investment advisor representative with Principal Securities, Inc. and is licensed in Illinois. Jodi focuses on providing financial planning, investment management, and retirement planning services to individuals, families, and businesses. Jodi has held prior positions with Morgan Stanley and Stifel, Nicolaus & Company, Incorporated. Jodi has a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IL
12/02/2019 - Present
Principal Securities, Inc. (NAPERVILLE IL)
IL
07/23/2019 - 09/05/2019
MORGAN STANLEY (LISLE IL)
IL
04/23/2001 - 06/10/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHICAGO IL)
NJ
11/24/1997 - 03/27/2001
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 12/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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