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Jodi Fauci

Alexander Capital, LP

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About Jodi Fauci

Jodi Fauci is a securities professional with over 23 years of experience in the financial services industry. Jodi is currently registered with Alexander Capital, LP. Jodi has held previous positions at ARIVE CAPITAL MARKETS, FIRST STANDARD FINANCIAL COMPANY LLC, LAIDLAW & COMPANY (UK) LTD., SANDS BROTHERS & CO., LTD., and BLUESTONE CAPITAL CORP. Jodi holds a variety of securities licenses and certifications, including Series 4, 7, 24, 63, 79TO, 52TO, 99TO, and SIE. Jodi is licensed in the following states: Arizona, California, Florida, Minnesota, New Jersey, New York, Ohio, Pennsylvania, and Texas.

Firm Information

Jodi Fauci is currently registered with Alexander Capital, LP. Alexander Capital, LP is a partnership formed in November 1995. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jodi Fauci’s Registration & Firm History

NY

04/10/2024 - Present

Alexander Capital, LP (Staten Island NY)

NY

09/20/2019 - 04/15/2024

ARIVE CAPITAL MARKETS (Staten Island NY)

NJ

08/16/2017 - 09/18/2019

FIRST STANDARD FINANCIAL COMPANY LLC (RED BANK NJ)

NY

08/23/2004 - 08/24/2017

LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)

NY

11/09/2001 - 08/23/2004

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

NY

06/26/2000 - 11/26/2001

BLUESTONE CAPITAL CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/04/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/21/2005

Series 4 - Registered Options Principal Examination

BC

Issued 10/10/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jodi Fauci. Review regulatory record here.
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