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Jocelyn Sudweeks

Zions Direct, Inc.

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About Jocelyn Sudweeks

Jocelyn Sudweeks is a registered representative with Zions Direct, Inc. Jocelyn is licensed to sell securities in all 50 states, the District of Columbia, and Puerto Rico. Jocelyn is also licensed to sell municipal securities. Prior to joining Zions Direct, Jocelyn was a registered representative with Fidelity Brokerage Services LLC.

Firm Information

Jocelyn Sudweeks is currently registered with Zions Direct, Inc.. Zions Direct, Inc. is a Corporation that was formed on February 7, 1986. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been involved in 4 Regulatory Events and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jocelyn Sudweeks’s Registration & Firm History

UT

10/13/2022 - Present

Zions Direct, Inc. (SALT LAKE CITY UT)

UT

03/02/2021 - 09/24/2021

FIDELITY BROKERAGE SERVICES LLC (AMERICAN FORK UT)

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Licenses & Designations

BOTH

Issued 04/16/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/08/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 03/02/2021

Series 7TO - General Securities Representative Examination

BC

Issued 02/23/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jocelyn Sudweeks.
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