Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jocelyn? Claim Your ProfileJocelyn Lua is a registered representative with Empower Advisory Group, LLC, in E RANCHO DOMINGUEZ, California. Jocelyn has been in the financial services industry since 2022. Jocelyn holds the Series 66, Series 7TO and SIE licenses. Previously, Jocelyn Lua worked at WELLS FARGO CLEARING SERVICES, LLC, in EL SEGUNDO, California. Empower Advisory Group, LLC provides advisory services to individuals and businesses and manages assets for individuals, charitable organizations, pension plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/25/2023 - Present
Empower Advisory Group, LLC (E RANCHO DOMINGUEZ CA)
CA
08/30/2022 - 09/18/2023
WELLS FARGO CLEARING SERVICES, LLC (EL SEGUNDO CA)
BOTH
Issued 12/16/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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