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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jocelyn? Claim Your ProfileJocelyn Mitchell is a financial advisor with over 20 years of experience in the industry. Jocelyn is currently registered with Morgan Stanley and has been with the firm since August 2020. Prior to joining Morgan Stanley, Jocelyn worked at LPL FINANCIAL LLC and IFMG SECURITIES, INC. Jocelyn holds Series 63, 66, 7 and SIE licenses. Jocelyn is registered in 43 states, including Connecticut, Texas and Massachusetts. Jocelyn specializes in financial planning, asset allocation advice, portfolio management and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MA
05/25/2021 - Present
Morgan Stanley (Springfield MA)
CT
11/24/2009 - 10/16/2019
LPL FINANCIAL LLC (SIMSBURY CT)
MA
05/27/2008 - 10/06/2009
LPL FINANCIAL CORPORATION (WEBSTER MA)
MA
02/03/2003 - 05/27/2008
IFMG SECURITIES, INC. (WEBSTER MA)
TX
12/18/2000 - 10/14/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 09/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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