Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jocel? Claim Your ProfileJocel Tapia is a financial advisor associated with PFS Investments Inc. and has been in the industry since March 27, 2016. Jocel is registered in California, Nevada, Texas, and Washington and holds the Series 6 and SIE licenses. Jocel specializes in portfolio management for individuals and is committed to providing exceptional financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
03/28/2016 - Present
PFS Investments Inc. (CERRITOS CA)
BC
Issued 09/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Jocel Tapia is the right advisor for you? Invested Better is here to help.
