Unclaimed
Joaquin Prandi is a financial advisor at Janus Henderson Distributors US LLC. Joaquin is registered with FINRA and has over 7 years of experience in the industry. Joaquin is licensed to sell securities in Colorado, Connecticut, District of Columbia, Maine, Massachusetts, New Jersey, and New York. Joaquin previously worked at FORESIDE FUND SERVICES, LLC in New York, NY and SKANDIA SECURITIES AMERICAS, INC. in Boston, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/15/2023 - Present
Janus Henderson Distributors US LLC (DENVER CO)
NY
08/04/2016 - 06/14/2023
FORESIDE FUND SERVICES, LLC (New York NY)
MA
11/20/2008 - 12/31/2008
SKANDIA SECURITIES AMERICAS, INC. (BOSTON MA)
BC
Issued 01/25/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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