Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joaquin? Claim Your ProfileJoaquin Jesus Jugo is a financial professional with over 25 years of experience in the industry. Joaquin is currently registered with Citigroup Global Markets Inc. as a Registered Representative and General Securities Principal. Joaquin holds a variety of licenses including Series 3, 7, 24, 63 and 65. Joaquin is also a registered Investment Advisor Representative with Citigroup Global Markets Inc. in Florida. Previously, Joaquin was registered with Smith Barney Inc. in New York. Joaquin is registered to provide investment advice and securities transactions in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/09/2006 - Present
Citigroup Global Markets Inc. (Miami FL)
NY
11/24/1995 - 05/27/1997
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 11/08/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1996
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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