Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joaquin? Claim Your ProfileJoaquin Eduardo Canto is a financial advisor with Oppenheimer & Co. Inc. based in Houston, Texas. Joaquin has been in the financial services industry for over 30 years, beginning in 1987. Previously, Joaquin was a financial advisor with Wells Fargo Clearing Services, LLC, and LPL Financial LLC. Joaquin specializes in financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
07/01/2021 - Present
Oppenheimer & Co. Inc. (HOUSTON TX)
TX
10/08/2014 - 06/29/2021
WELLS FARGO CLEARING SERVICES, LLC (HOUSTON TX)
FL
10/08/2013 - 08/15/2014
LPL FINANCIAL LLC (TAMPA FL)
FL
02/06/2014 - 07/29/2014
FLORIDA INVESTMENT ADVISORS (TAMPA FL)
FL
05/16/2012 - 08/05/2013
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
VA
10/05/2006 - 10/20/2011
WELLS FARGO ADVISORS, LLC (GLEN ALLEN VA)
VA
07/20/2005 - 10/20/2011
FIRST CLEARING, LLC (RICHMOND VA)
TX
11/04/1997 - 06/08/2005
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
TX
06/14/1996 - 10/17/1997
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
TX
05/21/1987 - 06/07/1996
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
BC
Issued 08/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/27/2022
Series 4 - Registered Options Principal Examination
BC
Issued 03/03/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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