Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joao? Claim Your ProfileJoao Lopes is a financial advisor with Empower Financial Services, Inc. based in Andover, MA. Joao has been in the financial services industry since 2010. Joao holds Series 7, 7TO, 63, and 66 securities licenses. Joao is registered to provide securities services in all 50 states, the District of Columbia, and Puerto Rico. Joao was previously registered with FIDELITY BROKERAGE SERVICES LLC in Merrimack, NH.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
11/18/2021 - Present
Empower Financial Services, Inc. (ANDOVER MA)
NH
09/19/2006 - 05/18/2018
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BC
Issued 12/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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