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Joao C Zambujeiro

Cantor Fitzgerald & Co.

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About Joao C Zambujeiro

Joao Zambujeiro is a registered representative with Cantor Fitzgerald & Co. and CF Secured, LLC. Joao has over 13 years of experience in the financial services industry. Joao holds the Series 7, Series 63, Series 11, SIE, and Series 99TO licenses. Joao has been registered in the state of New York since 2018 and is currently registered in 50 states.

Firm Information

Joao Zambujeiro is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joao Zambujeiro’s Registration & Firm History

NY

05/29/2018 - Present

Cantor Fitzgerald & Co. (JERICHO NY)

NY

07/15/2015 - 06/18/2018

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

04/08/2014 - 07/10/2015

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

03/28/2011 - 09/24/2012

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

06/04/2010 - 03/29/2011

FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)

NY

10/24/2006 - 01/02/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/21/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/2010

Series 7 - General Securities Representative Examination

BC

Issued 10/23/2006

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joao C Zambujeiro.
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