Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joao? Claim Your ProfileJoao Amorim Pinto is a financial professional registered with Spartan Capital Securities, LLC. Joao has been in the financial industry since September 4, 2014. Joao has been registered with Spartan Capital Securities, LLC since October 22, 2019. Prior to that, Joao was registered with Benchmark Investments, Inc. and Newbridge Securities Corporation. Joao is licensed to conduct securities business in 20 states. Joao is also licensed to sell investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/22/2019 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
02/23/2019 - 10/29/2019
BENCHMARK INVESTMENTS, INC. (New York NY)
NY
09/04/2014 - 02/21/2019
NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 09/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/04/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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