Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanne? Claim Your ProfileJoanne Wagner has been working in the financial industry since 2004. Joanne is a registered representative and investment advisor representative at Cuso Financial Services, LP, which is a subsidiary of Credit Union Service Organizations. Joanne also has prior experience with a number of well-known financial institutions. Joanne has passed the Series 63, Series 65, Series 7 and SIE exams. She has a broad range of specializations including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
02/07/2023 - Present
Cuso Financial Services, LP (SEATTLE WA)
WA
05/11/2016 - 02/01/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EVERETT WA)
WA
09/03/2014 - 05/10/2016
MML INVESTORS SERVICES, LLC (SEATTLE WA)
WA
06/02/2011 - 04/18/2012
MORGAN STANLEY SMITH BARNEY (SILVERDALE WA)
WA
12/22/2008 - 06/05/2009
AMERIPRISE FINANCIAL SERVICES, INC. (SEQUIM WA)
WA
11/05/2007 - 07/22/2008
LPL FINANCIAL CORPORATION (OLYMPIA WA)
OR
06/20/2005 - 06/13/2007
A. G. EDWARDS & SONS, INC. (MEDFORD OR)
MO
02/25/2004 - 06/06/2005
EDWARD JONES (ST. LOUIS MO)
BC
Issued 09/22/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/07/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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