Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanne? Claim Your ProfileJoanne Jupiter is a financial advisor with Janney Montgomery Scott LLC, with over 42 years of experience in the securities industry. Joanne is registered with the state of Florida and Texas to provide investment advice. Prior to working at Janney Montgomery Scott LLC, Joanne worked at Citigroup Global Markets Inc., Dean Witter Reynolds Inc., First Miami Securities, Inc., Security Pacific Investments, Inc., and others. Joanne holds licenses in Series 4, 6, 7, 8, 9, 10, 63, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
FL
12/18/2019 - Present
Janney Montgomery Scott LLC (Miami FL)
FL
05/19/1999 - 04/04/2006
CITIGROUP GLOBAL MARKETS INC. (HALLANDALE FL)
NY
10/21/1998 - 01/26/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
FL
06/12/1991 - 10/09/1998
FIRST MIAMI SECURITIES, INC. (BOCA RATON FL)
CA
08/06/1983 - 02/03/1990
SECURITY PACIFIC INVESTMENTS, INC. (OAKLAND CA)
NA
05/13/1980 - 10/18/1984
G.C.N. CORP.
NA
03/18/1980 - 10/01/1983
WERBEL-ROTH SECURITIES, INC.
NA
01/02/1980 - 10/01/1982
BALOGH SECURITIES, INC.
NA
02/25/1980 - 04/07/1980
COMMISSION DISCOUNT CORP.
BOTH
Issued 07/12/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/01/1994
Series 4 - Registered Options Principal Examination
BC
Issued 12/28/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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