Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanne? Claim Your ProfileJoanne Smith Avella is a financial advisor with over 40 years of experience in the industry. Joanne has held various roles at several prominent firms including Lehman Brothers Inc, E.F. Hutton & Company Inc, Citigroup Global Markets Inc, and currently at Wells Fargo Clearing Services, LLC. Joanne has extensive experience in providing financial planning, portfolio management, and investment consulting services to individuals, businesses, and institutional clients. Joanne holds several licenses and certifications, including Series 7, 24, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (BONITA SPRINGS FL)
FL
07/31/1993 - 03/17/2009
CITIGROUP GLOBAL MARKETS INC. (ESTERO FL)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/18/1980 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 12/05/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/1988
Series 24 - General Securities Principal Examination
BC
Issued 08/03/1985
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joanne Avella is the right advisor for you? Invested Better is here to help.
