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Joanne Smith

Fidelity Brokerage Services LLC

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About Joanne Smith

Joanne Smith is a registered representative with Fidelity Brokerage Services LLC. Joanne is licensed to offer securities advice and sell securities in 53 states and territories, including New Hampshire. Joanne's Series 7 and 63 licenses allow Joanne to offer a wide range of investment products and services to individuals and institutions.

Firm Information

Joanne Smith is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joanne Smith’s Registration & Firm History

NH

11/09/2021 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

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Licenses & Designations

BC

Issued 11/17/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/09/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/12/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joanne Smith.
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