Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanne? Claim Your ProfileJoanne Ricca is a financial professional with over 40 years of experience in the financial services industry. She has a diverse background with experience at several prominent firms, including Interactive Brokers LLC, Interactive Brokers Corp., and R.J. Murphy & Associates, LLC. Joanne is a Series 24, Series 55, Series 57TO, Series 25, and Series 7 licensed representative. She is currently registered with Interactive Brokers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/25/2011 - Present
Interactive Brokers LLC (GREENWICH CT)
NJ
04/19/2007 - 03/25/2011
INTERACTIVE BROKERS CORP. (JERSEY CITY NJ)
NY
05/05/2005 - 05/09/2007
R.J. MURPHY & ASSOCIATES, LLC (NEW YORK NY)
CA
10/06/2006 - 03/21/2007
MONTECITO ADVISORS, INC. (SANTA BARBARA CA)
NY
07/18/2006 - 08/30/2006
LEK SECURITIES CORPORATION (NEW CITY NY)
MA
10/31/1985 - 05/05/2005
ROBECO USA BROKERAGE SERVICES (BOSTON MA)
NY
06/22/1983 - 11/25/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
03/20/1985 - 09/24/1985
CS FIRST BOSTON CORPORATION
NA
06/22/1983 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
BC
Issued 04/06/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2005
Series 25 - NYSE Trading Assistant Examination
BC
Issued 03/29/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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